Securities Law & Compliances
SEBI regulatory advisory, takeover code, insider trading defence, listing obligations and securities litigation.
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Overview
Understanding Securities Law & Compliances
Indian capital markets are governed by SEBI regulations covering listing, takeovers, insider trading, market manipulation, mutual funds, AIFs and intermediaries. We advise listed companies, promoters, FPIs, fund managers and intermediaries on compliance and represent them in SEBI investigations and SAT appeals.
What We Cover
Key Highlights
LODR (Listing Obligations) compliance
Takeover Code and Open Offer advisory
Insider Trading (PIT) compliance and structured digital database
Investigations, settlement and SAT appeals
AIF, PMS, RIA and merchant banker registration
FPI / FVCI structuring and FEMA
Our Process
How We Help You
A straightforward, transparent path from first call to resolution.
1
1Compliance Audit
Map applicable regulations and identify gaps.
2
2Documentation & Policies
Code of Conduct, UPSI policies, board policies under LODR.
3
3Transaction Advisory
Open offer, delisting, buy-back and rights issue.
4
4Investigation Defence
Show-cause replies, settlement, adjudication and SAT appeals.
FAQs
Common Questions
Everything you need to know before you begin
Acquisition of 25% or more shareholding, or 5% in any financial year by an existing 25%+ shareholder, triggers a mandatory open offer under SEBI Takeover Regulations.
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