Annual Compliances for Public Limited Company

Comprehensive annual compliance management for Public Limited Companies — MGT-7, AOC-4, AGM within 6 months, SEBI obligations for listed entities, and board governance requirements.

SEBI & ROC Compliant
Listed & Unlisted Companies
Expert CA & CS Team
G

4.9/5 Google Reviews

2,450+ Verified Users

Excellent Trustpilot

TrustScore 4.8

1.2k+ Reviews

Clutch

Top Legal Firm 2024

5.0/5 Clutch Rating

Get Free Consultation

Fill the form and our experts will call you.

What are Annual Compliances for a Public Limited Company?

A Public Limited Company registered under the Companies Act, 2013 carries significantly higher compliance obligations than a Private Limited Company due to its ability to invite public investment. It must file Form MGT-7 (Annual Return) and Form AOC-4 (Financial Statements) with the Registrar of Companies (ROC) each year. The Annual General Meeting (AGM) must be held within 6 months of the financial year end. Listed Public Companies face additional obligations under SEBI (LODR) Regulations, 2015, including quarterly financial disclosures, corporate governance reports, and related party transaction disclosures. The board must have a minimum of 3 directors and comply with audit committee, nomination & remuneration committee, and stakeholder relationship committee requirements under the Companies Act and SEBI regulations.

Google

Google Reviews

4.5/5

20k+ Happy Reviews

4300+Total Reviews

Voted No. 1

In India Legal Services

Trustpilot

4.5/5

7500+ Happy Reviews

Key Annual Compliance Obligations

AGM Within 6 Months

Public Limited Companies must hold the AGM within 6 months of financial year end. First AGM must be held within 18 months of incorporation.

MGT-7 & AOC-4 Filing

File Annual Return (MGT-7) within 60 days of AGM and Financial Statements (AOC-4) within 30 days with detailed disclosures.

SEBI LODR Compliance

Listed companies must submit quarterly financials, corporate governance reports, shareholding patterns, and reconciliation of share capital to stock exchanges.

Board & Committee Meetings

Minimum 4 Board Meetings annually, mandatory Audit Committee, NRC, and Stakeholder Relationship Committee for prescribed categories.

Eligibility & Requirements

Certificate of Incorporation and MOA/AOA
Audited Financial Statements with Directors Report
DSC of Managing Director and Company Secretary
List of Directors with DIN and KYC compliance status
Shareholding pattern as on record date
Minutes of Board Meetings and AGM
Company Secretary appointment (mandatory for listed/large companies)
SEBI filing credentials (for listed companies)

How to Complete Annual Compliances for Public Ltd.

Public Limited compliance is time-sensitive and multi-layered. Our team of CA, CS and legal experts manages the entire annual cycle.

1Step 1: Statutory Audit & Directors Report

Complete the statutory audit by a CA firm. Prepare Directors Report with mandatory disclosures under Section 134 of the Companies Act, 2013.

2Step 2: Board Meeting for Financial Approval

Hold a board meeting to approve audited financials and the Directors Report. Issue AGM notice at least 21 clear days before the meeting date.

3Step 3: Conduct AGM & File AOC-4

Hold the AGM, adopt financials, appoint/reappoint auditor. File AOC-4 on MCA within 30 days of AGM with XBRL data for prescribed companies.

4Step 4: File MGT-7 & SEBI Reports

File the Annual Return (MGT-7) within 60 days of AGM. Submit Corporate Governance Report and Annual Report to stock exchanges if listed.

We maintain a year-round compliance calendar ensuring every deadline — ROC, SEBI, Income Tax — is met without any default.

Documents Required

Incorporation Documents

  • Certificate of Incorporation
  • MOA and AOA
  • PAN, TAN of the company

Financial & Audit Documents

  • Audited Balance Sheet, P&L, Cash Flow Statement
  • Auditor Report (CARO if applicable)
  • Directors Report with annexures

Governance Documents

  • Board Meeting minutes for the year
  • AGM notice and minutes
  • Shareholding pattern and register of members

Post-Registration Compliance

Quarterly SEBI Filings

Listed companies must submit shareholding pattern, financial results, and corporate governance reports to BSE/NSE every quarter.

XBRL Filing Requirement

Listed companies and those with paid-up capital above ₹5 crore or turnover above ₹100 crore must file AOC-4 in XBRL format.

Secretarial Audit

Companies with paid-up capital above ₹10 crore or turnover above ₹250 crore must conduct Secretarial Audit and file Form MR-3.

Cost Audit

Manufacturing or service companies above prescribed thresholds must conduct Cost Audit under Section 148 and file CRA-4 with MCA.

Common Questions

Everything you need to know

The AGM must be held within 6 months of the end of the financial year. For companies following April–March financial year, this means by 30 September each year.

Ready to Open Your Door to Success?

Schedule a free consultation today and discover how Legal Door can help you achieve your legal objectives.